Broker Check


There are many financial resources available on the Internet. You’ve chosen to learn more about the services offered by Wealth Management Reps. We appreciate that – and we want to give you all the information you need to make the right choice in financial services providers. Below, we’ve provided answers to some of the most commonly asked questions about Wealth Management Reps and the products and services they offer.

What Services Do Wealth Management Reps Offer?

Wealth Management Reps can offer you a range of financial services, and many are licensed to provide financial services that may address many of these 8 Wealth Management Issues®:

  • Investment management
  • Cash flow and debt management
  • Family risk management
  • Retirement planning
  • Education/college planning
  • Legacy and estate planning
  • Business planning
  • Special situations planning

What Products Do Wealth Management Reps Offer?

Subject to appropriate licensing, Wealth Management Reps can provide:

  • Mutual Funds. Advisors have access to more than 5,000 different mutual funds, offered by 250 different fund companies.
  • Individual Stocks and Bonds. Advisors can offer individual securities traded on all major exchanges, and can provide a wide array of fixed-income investments, unit investment trusts, foreign securities, ADRs, limited partnerships, options, and more, via a full-service brokerage account.
  • Professional Money Management. Wealth Management Reps working with Avantax Wealth Management Advisory ServicesSM, a registered investment adviser, has developed several professional money management programs. This means you have access to a wide selection of notable asset managers handling separate client accounts via a wrap-fee arrangement.
  • Insurance. Wealth Management Reps maintain relationships with more than 60 separate insurance providers who offer fixed and variable annuities, life insurance, disability, and long-term care solutions.

Keep in mind that not all Wealth Management Reps are licensed to offer all products or services. Financial planning and investment advisory services require separate licenses. For additional information ask your Advisor. 

Does Wealth Management Reps provide tax or accounting services?

The Members of Wealth Management Reps  are mostly CPAs and offer accounting and tax services through their accounting and tax services practices.

How do Wealth Management Reps  Advisors get paid?

It depends on the Advisor and the product or service. Some Advisors choose only to provide investment advisory services that provide for a fee-based on assets under management, while others are paid through up-front and/or ongoing commissions on their sales. Subject to appropriate licensing, some Advisors provide both types of solutions. 

Can I look up a Member of Wealth Management Reps on FINRA’s website?

Yes. Just use this online lookup. FINRA BrokerCheck®

Is there a toll-free number for me to get client service if my Advisor is not reachable

Yes, our Broker Dealer phone number is (888) 438-3781.

Will I have online access to my account?

Wealth Management Reps clients who have brokerage accounts can access them through E-Money a service provided by our clearing firm. Many mutual funds and insurance companies also provide online access for investments held directly by the product sponsor. Please contact your Rep for further information.


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